Robert Jeffrey Romano

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 11/2022
  Ubs Financial Services Inc
  Weehawken, NJ
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2012-01-20 → 2022-12-06
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ

Other Businesses

I*1162261 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Wall, New Jersey, 07719 Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/26/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams

• S66 Uniform Combined State Law Examination
  2012-01-19
• S63 Uniform Securities Agent State Law Examination
  2000-09-07