Brian Ray Shackleford

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-09
TX	RA	APPROVED_RES	2013-03-28

CA RA
APPROVED

Since 2025-01-09
TX RA
APPROVED_RES

Since 2013-03-28

Branch Locations

Meridian, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Irvine	CA	10/2006	Present

10/2006 → Present

Lpl Financial Llc

Irvine, CA

Previous Registrations

1997-07-08 → 2006-10-11

A. G. Edwards & Sons, Inc.

Irvine, CA

Irvine, CA

Other Businesses

1. 10/11/2006 - No Business Name - NON-VARIABLE INSURANCE DBA - APEX INVESTMENT CONSULTING - SELLING OUTSIDE FIXED INSURANCE, TERM. - TIME SPENT 1% - SAN JUAN CAPISTRANO, CA 2. 07/05/2016 - Capistrano Valley High School - Other - School Athletics Program - NOT INV REL - Start 11/01/2016 - 26301 Via Escolar, Mission Viejo, CA 92692 - assistant wrestling coach - 40 Hr/Mo

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-12-01

S63 Uniform Securities Agent State Law Examination

1988-12-01

Other Names

Brain Ray Shackleford

View on SEC IAPD