William Glen Newbury

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 03/2022
  First Financial Equity Corporation
  Surprise, AZ
• 03/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2012-06-26 → 2022-04-01
  Ffec Wealth Partners Llc
  Glendale, AZ
• 2010-01-13 → 2012-05-07
  Waddell & Reed
  Scottsdale, AZ
  Peoria, AZ
• 2006-05-23 → 2010-01-15
  Rbc Capital Markets, Llc
  Peoria, AZ
  Peoria, AZ

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 40 HR/MO - 25 HR/MO TRADING. 03/04/2022 2.INSURANCE BUSINESS, 17505 N 79th Ave Suite #305A, Glendale AZ 85358, United States, 03/04/2022, Agent, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 20 HR/MO TRADING 3.ARROWHEAD FIN. SERVICES, 17505 N 79th Ave Suite #305A, Glendale AZ 85358, 03/2022, Agent, Using a Trade Name/dba, NIR, 1 HR/MO - 1 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-08
• S63 Uniform Securities Agent State Law Examination
  1988-11-07

Other Names

• Glen Newbury