Maria D Colucci

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2004-07-22

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2004-07-22

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ny	NY	12/1987	Present
Bank Of America, N.A.	New York	NY	06/2011	Present

12/1987 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ny, NY
06/2011 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I*91722 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 806 DUNE ROAD INVESTMENT RELATED: N ADDRESS OF BUSINESS: WEST HAMPTON, NEW YORK 11978 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NO RESPONSIBILTIY OR TASK. SUMMER HOME RENTAL APPRX 3-4 WEEK FROM MEMORIAL TO LABOR DAY IN BETWEEN MY FAMILIES USE I*432067 For profit or not for profit: Entity For Profit Name of outside business organization: Rental Investment related: N Address of business: west hampton, New York, 11978 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 7/20/2021 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , second family home that is now rented for the next six months i have zero responsibility or task. other family members who live close to the house take care of maintence.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-15
S63	Uniform Securities Agent State Law Examination	1989-02-15

S65 Uniform Investment Adviser Law Examination

1994-11-15
S63 Uniform Securities Agent State Law Examination

1989-02-15

View on SEC IAPD