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Daniel Joseph Guzzo

Transamerica Retirement Advisors, LLC

Wayne, NJ

CRD 1889553

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-09-09
  • NJ RA
    APPROVED
    Since 2015-09-09

Branch Locations

Wayne, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions Harrison NY 07/2015 Present
Taproot Foundation New York NY 04/2012 Present
Transamerica Investors Securities Corporation Wayne NJ 07/2015 Present
  • 07/2015 → Present
    Transamerica Retirement Solutions
    Harrison, NY
  • 04/2012 → Present
    Taproot Foundation
    New York, NY
  • 07/2015 → Present
    Transamerica Investors Securities Corporation
    Wayne, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-01
S63 Uniform Securities Agent State Law Examination 2015-08-12
  • S65 Uniform Investment Adviser Law Examination
    2015-09-01
  • S63 Uniform Securities Agent State Law Examination
    2015-08-12

View on SEC IAPD

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