Carmine J Lacognata

Current Employers

Employment History

• 09/1999 → 07/2017
  Axa Advisors, Llc
  New York, NY
• 09/2017 → 02/2021
  National Securities Corporation
  Tampa, FL
• 04/2018 → 05/2018
  National Asset Management
  Clearwater, FL
• 02/2019 → 02/2021
  National Asset Management
  Tampa, FL
• 03/2021 → 03/2025
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2021 → 03/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2023 → Present
  360 Venture Vending Group, Llc
  Clearwater, FL
• 03/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2021-03-22 → 2025-03-28
  Cetera Investment Advisers Llc
  Tampa, FL
  Clearwater, FL
  Tampa, FL
• 2019-07-25 → 2021-02-05
  B. Riley Wealth Advisors, Inc.
  Tampa, FL
• 1989-11-01 → 2017-07-25
  Equitable Advisors, Llc
  Tampa, FL
  Sarasota, FL
  Sebring, FL
  Lake Wales, FL
  Largo, FL
  Winter Springs, FL
  Orlando, FL
  St. Petersburg, FL
  Tampa, FL

Other Businesses

1) CLEARWATER FOR YOUTH, 1501 N Belcher Rd, Clearwater FL 33765, 03/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 2 HR/MO TRADING. 2) ALLIANZ LIFE INSURANCE CO., PO Box 59060, Minneapolis MN 55459, 03/2025, Agent, 1099, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) UNIVERSAL FINANCIAL CONSULTANTS, 1499 Gulf to Bay Blvd, Suite 100, Clearwater FL 33755, 03/19/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 0 HR/MO - 0 HR/MO TRADING 4) TAG ADVISORS, 905 S. Fort Harrison, Clearwater FL 33756, United States, 04/17/2025, Wealth Advisor, DBA Name, INV REL, 80 HR/MO, 80 HR/MO TRADING. 5) BULL AND BEAR WEALTH MANAGEMENT PARTNERS, 905 S. Fort Harrison Ave., Clearwater FL 33756, United States, 04/17/2025, Wealth Advisor, DBA Name, INV REL, 80 HR/MO, 80 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 7) AMERICAN CANCER SOCIETY, Tampa FL 33609, 05/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 2 HR/MO TRADING. 8) WASHINGTON NATIONAL INSURANCE, 905 S. Fort Harrison Ave., Clearwater FL 33756, United States, 01/15/2026, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING 9) ATTENTIVE, 905 S. Fort Harrison Ave., Clearwater FL 33756, United States, 01/15/2026, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING 10) SUNWATCH CONDOMINIUM ASSOCIATION, 670 Island Way, Clearwater FL 33767, 02/2026, Board Member, Real Estate, NIR, 5 HR/MO, 0 HR/MO TRADING. 11) MIDLAND LIFE, 905 S. Fort Harrison Ave., Clearwater, FL 33756, 07/2026, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-28
• S63 Uniform Securities Agent State Law Examination
  1998-01-28

Other Names

• Carmine Joseph Lacognata