Alan William Bynum

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Raymond James Financial Services, Inc.
  Lafayette, CA
• 01/2009 → Present
  Raymond James Financial Services Advisors
  Lafayette, CA
• 09/2015 → Present
  Borman Financial
  Lafayette, CA
• 03/2013 → Present
  California Pacific Medical Center (Cpmc)
  San Francisco, CA
• 03/2013 → 06/2021
  Sutter Health
  Burlingame, CA

Other Businesses

(1)Name of Business: Borman Wealth Management Address: 95 Harbor Master Rd\n38, South San Francisco, CA, 94080, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The OBA is related to the activities of running Borman Wealth Management and not providing advice to clients which is considered activity registered under RJFS. (2)Name of Business: BREEDLOVE,C Address: 95 Harbor Master Rd. #38, South San Francisco, CA, 94080, United States Activity Type: Control Person Position/Title: Trustee (Named Only), Other (Named Only) Investment Related: Yes Start Date: 10/06/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Successor Trustee of RJFS ONLY if I am no longer employed by Raymond James Financial Services (3)Name of Business: BREEDLOVE,C Address: 95 Harbor Master Rd#38, South San Francisco, CA, 94080, United States Activity Type: Control Person Position/Title: Executor (Named Only) Investment Related: Yes Start Date: 09/28/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Executor of Client's trust ONLY IF I AM NO LONGER EMPLOYED BY RAYMOND JAMES FINANCIAL SERVICES

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-08-28