Joseph Francis Fessler

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	1997-02-03
FL	RA	APPROVED	1989-11-29

TX RA
APPROVED_RES

Since 1997-02-03
FL RA
APPROVED

Since 1989-11-29

Branch Locations

660 Beachland Blvd, Vero Beach, FL 32963 • United States

Valrico, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated	Vero Beach	FL	01/1984	Present
Bank Of America, N.A.	Vero Beach	FL	08/2011	Present

01/1984 → Present

Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated

Vero Beach, FL
08/2011 → Present

Bank Of America, N.A.

Vero Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-20
S63	Uniform Securities Agent State Law Examination	1988-12-28

S65 Uniform Investment Adviser Law Examination

1996-09-20
S63 Uniform Securities Agent State Law Examination

1988-12-28

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews