Lisa R Long-margolis

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2022-07-06

MI RA
APPROVED

Since 2022-07-06

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

325 N. Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Birmingham, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Troy	MI	06/2009	05/2022
Ubs	Birmingham	MI	06/2022	Present

06/2009 → 05/2022

Morgan Stanley Smith Barney Llc

Troy, MI
06/2022 → Present

Ubs

Birmingham, MI

Previous Registrations

2009-06-01 → 2022-06-09

Morgan Stanley

Purchase, NY

Troy, MI

Chicago, IL

Birmingham, MI

Bloomfield Hills, MI

Troy, MI
2006-05-04 → 2009-06-01

Citigroup Global Markets Inc.

New York, NY

Bloomfield Hills, MI

Bloomfield Hills, MI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-05-02
S65	Uniform Investment Adviser Law Examination	1997-02-07

S63 Uniform Securities Agent State Law Examination

1997-05-02
S65 Uniform Investment Adviser Law Examination

1997-02-07

Other Names

Lisa R Longmargolis
Lisa R Longmargolis
Lisa Long
Lisa R Longmargolis
Lisa R Long-Margolis
Lisa Long-Margolis

View on SEC IAPD