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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-06-04
TX RA APPROVED 2019-06-04
  • LA RA
    APPROVED
    Since 2019-06-04
  • TX RA
    APPROVED
    Since 2019-06-04

Branch Locations

4501 W Napoleon Ave Ste 110, Metairie, LA 70001 • United States

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Metairie LA 01/2014 06/2019
Gulf Coast Bank Metairie LA 01/2014 06/2019
Ameriprise Financial Services, Inc. Metairie LA 06/2019 03/2020
Ameriprise Financial Services, Llc Metairie LA 03/2020 Present
  • 01/2014 → 06/2019
    Lpl Financial
    Metairie, LA
  • 01/2014 → 06/2019
    Gulf Coast Bank
    Metairie, LA
  • 06/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Metairie, LA
  • 03/2020 → Present
    Metairie, LA
Previous Registrations
  • 2014-01-06 → 2019-04-09
    Metairie, LA
    Metairie, LA
    Metairie, LA
    Chalmette, LA
    Harvey, LA
    Gretna, LA
    Hammond, LA
    New Orleans, LA
    New Orleans, LA
    Harvey, LA
    Baton Rouge, LA
    Terrytown, LA
    Kenner, LA
    Chalmette, LA
    Covington, LA
  • 2009-08-24 → 2014-01-07
    Metairie, LA
    New Orleans, LA
    St Louis, MO
Other Businesses

Business Ownership; FALNIMAX LLC; Manage the business; LLC formed in order to receive group health insurance rates for my family.; 4442 Music St., , New Orleans, LA, 70122; Not Investment-Related; 07/25/2019; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-20
S63 Uniform Securities Agent State Law Examination 1988-10-27
  • S66 Uniform Combined State Law Examination
    2009-08-20
  • S63 Uniform Securities Agent State Law Examination
    1988-10-27
Other Names
  • Marc Miranne

View on SEC IAPD

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