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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-06-04 |
| TX | RA | APPROVED | 2019-06-04 |
Branch Locations
4501 W Napoleon Ave Ste 110, Metairie, LA 70001 • United States
New Orleans, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Metairie | LA | 01/2014 | 06/2019 |
| Gulf Coast Bank | Metairie | LA | 01/2014 | 06/2019 |
| Ameriprise Financial Services, Inc. | Metairie | LA | 06/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Metairie | LA | 03/2020 | Present |
Business Ownership; FALNIMAX LLC; Manage the business; LLC formed in order to receive group health insurance rates for my family.; 4442 Music St., , New Orleans, LA, 70122; Not Investment-Related; 07/25/2019; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-27 |
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