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Donna Marie Gora

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarasota, FL

Bradenton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
FL RA APPROVED 2019-09-13
  • TX RA
    APPROVED
    Since 2026-04-08
  • FL RA
    APPROVED
    Since 2019-09-13

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Jacksonville FL 12/2016 05/2019
Bank Of America Jacksonville FL 06/2013 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sarasota FL 06/2019 Present
Unemployed Jacksonville FL 05/2019 06/2019
Bank Of America, N. A. Sarasota FL 08/2019 Present
  • 12/2016 → 05/2019
    Fidelity Brokerage Services Llc
    Jacksonville, FL
  • 06/2013 → 12/2016
    Bank Of America
    Jacksonville, FL
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sarasota, FL
  • 05/2019 → 06/2019
    Unemployed
    Jacksonville, FL
  • 08/2019 → Present
    Bank Of America, N. A.
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-11
S63 Uniform Securities Agent State Law Examination 2017-01-25
  • S66 Uniform Combined State Law Examination
    2019-09-11
  • S63 Uniform Securities Agent State Law Examination
    2017-01-25
Other Names
  • Donna Marie Gora
  • Donna Gora

View on SEC IAPD

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