Best Investors Account Sign in

Mark Arnold Theriault

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-27
  • TX RA
    APPROVED
    Since 2015-08-27

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 08/2015 Present
Bank Of America, N.A. Dallas TX 09/2015 Present
Previous Registrations
  • 2007-03-16 → 2015-08-25
    Wells Fargo Clearing Services, Llc
    Addison, TX
    Addison, TX
    Addison, TX
    Fort Worth, TX
    Allen, TX
    Plano, TX
    Frisco, TX
    Plano, TX
    Allen, TX
    Allen, TX
    Addison, TX
    Rockwall, TX
    Mckinney, TX
    Plano, TX
    Plano, TX
    Fort Worth, TX
    Plano, TX
    Addison, TX
    Dallas, TX
  • 2002-03-05 → 2007-03-26
    Citigroup Global Markets Inc.
    Plano, TX
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-26
S63 Uniform Securities Agent State Law Examination 1988-10-26
  • S65 Uniform Investment Adviser Law Examination
    1994-05-26
  • S63 Uniform Securities Agent State Law Examination
    1988-10-26
Other Names
  • Mark A Theriault

View on SEC IAPD

Other Firms

BSIP SLP GP, LLC
MCCLURE CAPITAL ADVISORS, INC.
MAVERICK TECH FUND MANAGER
WAYMAKER PARTNERS, LLC
RBC CAPITAL MARKETS, LLC
CG ADVISORY SERVICES
CLAIRALPHA ADVISORS LLC
TRIAD WEALTH PARTNERS, LLC

Other Investors

Raymond Michiel McClure
VICTOR JAMES MCCLURE
Logan Mikel Wakumoto
STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

More in Frisco, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor