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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-10-03 |
| NY | RA | APPROVED | 2021-04-26 |
| NJ | RA | APPROVED | 2014-11-24 |
| CT | RA | APPROVED | 2014-07-03 |
| FL | RA | APPROVED | 2012-12-20 |
Branch Locations
1600 Harrison Ave Suite 307C, Mamaroneck, NY 10543 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Finra/Nyse Arbitrator Panel | New York | NY | 08/2005 | Present |
| Real Estate | New York | NY | 12/2006 | Present |
| Brenkovich Financial Management, Inc. | Mamaroneck | NY | 04/2011 | Present |
| Osaic Wealth, Inc. | Mamaroneck | NY | 12/2012 | Present |
1. REAL ESTATE, OWNER, MAMARONECK, NY, START 12/06, 1 HR MONTHLY, 0 DURING TRADING HOURS, NON INVESTMENT RELATED; 2. INSTRUCTOR @ GREENWICH ADULT & CONTINUING EDUCATION, GREENWICH, CT, WESTPORT CONTINUING EDUCATION, WESTPORT, CT, BRONXVILLE ADULT SCHOOL, BRONXVILLE, NY AND WESTCHESTER COMMUNITY COLLEGE, VALHALLA, NY, NON-INVESTMENT RELATED, START 10/2011, 1.5 HRS MONTHLY, 0 HRS DURING TRADING, TEACH FINANCIAL COURSE; FINRA/NYSE, NY, NY, ARBITRATOR, INVESTMENT RELATED, START 8/05, 1.5 HRS QUARTERLY, .5 HRS QUARTERLY DURING TRADING; 3. JOHN BRENKOVICH POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2014 ADDRESS: 1314 Colonial Court, Mamaroneck NY 10543, United States DESCRIPTION: Receive rent in mail. Any maintenance work is performed by vendors. 4. JOHN BRENKOVICH POSITION: Owner - Life Insurance Agent Collect renewal premiums on 9 fixed term life insurance policies sold in the past. Question 1.12.1 states: 1.12.1. Please select the insurance products that you are actively engaged in selling: I am not actively engaged in selling any new policies as an Outside Business Activity. All new policies will be sold through Royal Alliance Associates. This OBA just relates to the 9 fixed term insurance policies from the past. NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2012 ADDRESS: 1600 Harrison Avenue, Suite 307C, Mamaroneck NY 10543, United States DESCRIPTION: Collect renewal premiums on 9 fixed term life insurance policies sold in the past. Question 1.12.1 states: 1.12.1. Please select the insurance products that you are actively engaged in selling: I am not actively engaged in selling any new policies as an Outside Business Activity. All new policies will be sold through Royal Alliance Associates. This OBA just relates to the 9 fixed term insurance policies from the past. 5. LARCHMONT MAMARONECK LITTLE LEAGUE POSITION: Permit Coordinator & Softball Travel Commissioner NATURE: Non Profit Little League INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2023 ADDRESS: 1314 Colonial Court, Mamaroneck NY 10543, United States DESCRIPTION: Submit permit applications in our community for the local little league (softball & baseball) to have fields for children to play on. Organize travel softball teams & players.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-12-07 |
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