Veronica C Vorhies

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-22
NJ	RA	APPROVED	2025-01-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney	Paramus	NJ	12/2011	10/2018
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	10/2018
Winslow, Evans & Crocker, Inc.	Boston	MA	10/2018	03/2021
National Securities Corporation	Boston	MA	03/2021	07/2022
National Assset Management	Paramus	NJ	03/2021	01/2025
B. Riley Wealth Management	Paramus	NJ	07/2022	01/2025
Lpl Financial Llc	Paramus	NY	01/2025	Present

12/2011 → 10/2018

Morgan Stanley Smith Barney

Paramus, NJ
01/2015 → 10/2018

Morgan Stanley Private Bank, National Association

New York, NY
10/2018 → 03/2021

Winslow, Evans & Crocker, Inc.

Boston, MA
03/2021 → 07/2022

National Securities Corporation

Boston, MA
03/2021 → 01/2025

National Assset Management

Paramus, NJ
07/2022 → 01/2025

B. Riley Wealth Management

Paramus, NJ
01/2025 → Present

Lpl Financial Llc

Paramus, NY

1)01/13/2025 - Vorhies Private Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-09
S63	Uniform Securities Agent State Law Examination	1989-08-08

Other Firms