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Charles Martin Caravati

Brockenbrough

Richmond, VA

CRD 1888374

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Employer firm

Brockenbrough CRD 105142

$5.49B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Brockenbrough

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1993-06-22
  • VA RA
    APPROVED
    Since 1993-06-22

Branch Locations

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
#Ia Lowe, Brockenbrough & Company, Inc. Richmond VA 08/1992 Present
  • 08/1992 → Present
    #Ia Lowe, Brockenbrough & Company, Inc.
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-14
S63 Uniform Securities Agent State Law Examination 1989-03-24
  • S65 Uniform Investment Adviser Law Examination
    1993-01-14
  • S63 Uniform Securities Agent State Law Examination
    1989-03-24
Designations
  • Chartered Financial Analyst
Other Names
  • Chip Caravati

View on SEC IAPD

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