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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2017-12-14 |
| TX | RA | APPROVED_RES | 2011-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salem | OR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salem | OR | 11/2016 | Present |
CO-TRUSTEE OF MOTHER'S TRUST; INV. RELATED; SILVERTON, OR; START: 6/18/2020; 1 HR PER MONTH; 1 HR DURING TRADING. CO-TRUSTEE OF MOTHER'S IRREVOCABLE TRUST; INV. RELATED; AUMSVILLE, OR; START:10/7/2020; 2 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-10-03 |
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