Daniel Christopher Stearns

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1996 → Present
  Gls Financial
  Albany, NY
• 06/1994 → Present
  Nsa Nutrition Products
  Memphis, TN
• 01/2005 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Other Businesses

INNOVATIVE SOLUTIONS INSURANCE SERVICES, LLC POSITION: Agent NATURE: Life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/18/2019 ADDRESS: 200 N Pacific Coast Hwy Ste 900, El Segundo CA 90245, United States DESCRIPTION: Sale of life insurance STEARNS INVESTMENT SERVICES POSITION: Registered Rep. NATURE: Primarily retirement accounts INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 12/28/2007 ADDRESS: 100 W 2nd Ave, Johnstown NY 12095, United States DESCRIPTION: Normal registered representative duties

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-29
• S63 Uniform Securities Agent State Law Examination
  1988-12-08