Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-02-24 |
Branch Locations
320 West Eagle Drive Suite 101, Denton, TX 76201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Dallas | TX | 02/2010 | Present |
1. DRAG RACING; MEMBER; 20 HOURS PER MONTH; PLANS ON DEVOTING TIME DURING SECURITIES TRADING HOURS. 2. Cole Ranch Improvement District No. 1 of Denton County, Texas; 3100 McKinnon St, ste 1100, Dallas, TX 75201; Master plan development of 3,196 acres of land within the City of Denton located along FM 2449 and west of Interstate 35; Board of Directors; Voting on various items before the district; 08/01/2022; 4 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-11-11 |
Reach out to this advisor