Michael Emmett Morris

Employer firm

World Investment Advisors, LLC CRD 208512

$71.6B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  401K Advisors Inc.
  Aliso Viejo, CA
• 01/2016 → Present
  Strategic Retirement Partners
  Covington, KY
• 01/2018 → Present
  Pensionmark Financial Group, Llc
  Santa Barbara, CA

Previous Registrations

• 2016-05-11 → 2018-01-02
  Kestra Advisory Services, Llc
  Covington, KY
• 2016-02-04 → 2016-05-11
  Kestra Investment Services, Llc
  Austin, TX
  Covington, KY
• 2012-07-18 → 2016-05-10
  Wealthspire Retirement Advisory
  Covington, KY
  Aliso Viejo, CA
• 1999-10-15 → 2005-12-06
  Keybanc Capital Markets Inc.
  Cincinnati, OH

Other Businesses

LA Nails; Non-Investment Related; 6088 Limaburg Road, Burlington, KY 41005; Nail Salon; Owner; 5/3/2023; 0 hours per month; 0 hours during trading hours; I have nothing to do with running the business other than making the purchase for my wife to run the salon as she sees fit.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-08
• S63 Uniform Securities Agent State Law Examination
  1989-08-04

Other Names

• Morris
• Michael Emmett Morris