Miguel Angel Zulueta

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 10/2024
  Guardian Life Insurance Co
  Miami, FL
• 02/2015 → 10/2024
  Park Avenue Securities Llc
  Miami, FL
• 10/2024 → Present
  Principal Life Insurance Company
  Miami, FL
• 10/2024 → Present
  Principal Securities, Inc.
  Miami, FL
• 12/2024 → Present
  Summit Financial & Investments Services
  Miami, FL

Previous Registrations

• 2016-10-20 → 2024-11-15
  Park Avenue Securities Llc
  Miami, FL

Other Businesses

**INSURANCE / SUMMIT FINANCIAL & INVESTMENTS SERVICES (DBA) POSITION: SUMMIT FINANCIAL & INVESTMENTS SERVICES NATURE: Life Insurance/Annuities, Mutual Funds/Securities/ VA / VL, Group/Health Insurance, Financial Strategies/Needs Analysis, Business Consulting, DI/A&H Insurance Fee-based Financial Planning Seminars/Educational Workshops INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/23/2024 ADDRESS: 703 Waterford Way, Miami FL 33126, United States DESCRIPTION: I am the owner of the DBA. **ADELANTE VIDA HOLDING LLC (NON-PROFIT) POSITION: PRESIDENT NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2025 ADDRESS: 10067 Costa Del Sol Blvd, Doral FL 33178, United States DESCRIPTION: The LLC is non-profit company to hold the trademark Adelante Vida Foundation. No company will have no operating activity. Just a holding company. the trade mark will not have any operating activity either. Once established Foundation will be for Mental Health Awareness. **MAZ STAFFING LLC POSITION: OWNER NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2026 ADDRESS: 10067 Costa Del Sol Blvd, Doral FL 33178, United States DESCRIPTION: The purpose of the LLC s to process my private staff Melanie Cabello's payroll. **ADELANTE VIDA REAL ESTATE LLC POSITION: OWNER NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2026 ADDRESS: 18038 SAN CARLOS BLVD, FT MYERS FL 33931, United States DESCRIPTION: My wife and I purchased a vacation home in Ft Myers under the LLC structure. The name of the LLC is Adelante Vida Real Estate LLC. I am co-owner and mgr. The property for personal use only. **COSTA DEL SOL HOME OWNERS ASSOCIATION POSITION: BOARD MEMBER NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 1 COSTA DEL SOL BLVD, DORAL FL 33178, United States DESCRIPTION: Board of the owners association. Monthly meetings.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-06-12
• S65 Uniform Investment Adviser Law Examination
  2016-10-13

Other Names

• Mike Zulueta
• Miguel Angel Zulueta
• Miguel Zulueta
• Miguel A Zulueta