Scott Marshal Jones

Employer firm

Valmark Advisers, Inc. CRD 108050

$10.2B regulatory AUM 380 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Barry, Evans, Josephs & Snipes
  Charlotte, NC
• 08/2011 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 11/2017 → Present
  Valmark Securities, Inc.
  Akron, OH
• 11/2017 → Present
  Valmark Advisers, Inc
  Akron, OH

Previous Registrations

• 2011-09-14 → 2017-11-10
  M Holdings Securities, Inc.
  Charlotte, NC
• 2005-05-20 → 2011-09-15
  Kestra Investment Services, Llc
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2005-05-20
  Principal Securities, Inc.
  Charolette, NC

Other Businesses

1. INSURANCE-LIFE, DI & LTC/// 2. M712 LLC DBA SCOTT JONES FINANCIAL; 5950FAIRVIEW ROAD, STE. 402, CHARLOTTE, NC 28210; FIXED INSURANCE SALES; MANAGING PARTNER; MANAGING AND SERVICING OF NON-VARIABLE POLICIES WITH PACIFIC LIFE; STARTED 02/13/2018; FINANCIAL INTERST-YES OWNER AND MANAGING PARTNER OF SCOTT JONES FINANCIAL; COMPENSATION PAID DIRECTLY TO SCOTT JONES/// 3. Hickory Grove Investors; Charlotte, NC; Partner; Real Estate residential rental; Make decisions on repairs periodically, hiring of contractors and maintenance; mostly passive role; investment related; 20% Equity interest; compensation: participate in appreciation of the property and/or positive cash flow.///

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1988-10-18