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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-09 |
| NC | RA | APPROVED | 2008-04-04 |
Branch Locations
13024 Ballantyne Corporate Plaza Suite 650, Charlotte, NC 28277 • United States
6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Charlotte | NC | 11/2013 | Present |
Ethix Diagnostics LLC/ Category - Partnership/ Principal Business Activity - Lab testing/ Role - Partner/ Duty - quarterly partner meetings/ Comp - No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-28 |
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