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Michael Shannon Stryker

Ubs Financial Services Inc.

New London, CT

New London, CT

Fort Myers, FL

New London, CT

Fort Myers, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-08-21
FL RA APPROVED 2016-02-10
CT RA APPROVED 2012-11-28
TX RA APPROVED 2012-11-28
  • ME RA
    APPROVED
    Since 2023-08-21
  • FL RA
    APPROVED
    Since 2016-02-10
  • CT RA
    APPROVED
    Since 2012-11-28
  • TX RA
    APPROVED
    Since 2012-11-28

Branch Locations

New London, CT • United States

2 Union Plaza, New London, CT 06320 • United States

12800 University Drive Suite 500, Fort Myers, FL 33907 • United States

New London, CT • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Musician/Songwriter (Part Time Self-Empl Mystic CT 01/1991 Present
Ubs Financial Services Inc. New London CT 11/2012 Present
  • 01/1991 → Present
    Musician/Songwriter (Part Time Self-Empl
    Mystic, CT
  • 11/2012 → Present
    Ubs Financial Services Inc.
    New London, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-09
S63 Uniform Securities Agent State Law Examination 1988-10-17
  • S65 Uniform Investment Adviser Law Examination
    1993-07-09
  • S63 Uniform Securities Agent State Law Examination
    1988-10-17

View on SEC IAPD

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