Michael Charles Dailey

Employer firm

Gradient Advisors, LLC CRD 152665

$289M regulatory AUM 64 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Gradient Advisors, Llc

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-03-04
CT	RA	APPROVED	2012-01-20

TX RA
APPROVED_RES

Since 2015-03-04
CT RA
APPROVED

Since 2012-01-20

Branch Locations

Trumbull, CT • United States

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Gradient Advisors, Llc	Shoreview	MN	01/2012	Present
The College Authority	Trumbull	CT	01/2001	Present
Clarity Insurance	Trumbull	CT	07/2006	Present
Harbour Mortgage Group, Llc	Guilford	CT	10/2010	Present

01/2012 → Present

Gradient Advisors, Llc

Shoreview, MN
01/2001 → Present

The College Authority

Trumbull, CT
07/2006 → Present

Clarity Insurance

Trumbull, CT
10/2010 → Present

Harbour Mortgage Group, Llc

Guilford, CT

Other Businesses

1) ENTITY: THE COLLEGE AUTHORITY, INC.; LOCATION: 36 OAKLAND, TRUMBULL, CT; POSITION: OWNER; NATURE: CONSULTS WITH PARENTS ON COLLEGE FUNDING AND FINANCIAL AID; NON-INVESTMENT; START: 7-2006; HOURS: 80/MO. 2) ENTITY: DBA - CLARITY INSURANCE SERVICES, LLC; LOCATION: 36 OAKLAND DR, TRUMBULL, CT; POSITION: OWNER; NATURE: ADVISORY SERVICES, FIXED LIFE, ANNUITY, HEALTH, PROPERTY AND CASUALTY INSURANCE; START: 7/2006; HOURS: 20/MO. 3) ENTITY: Harbour Mortgage Group, LLC; LOCATION: Guilford, HAMDEN, CT; POSITION: LOAN ORIGINATOR; NATURE: ORIGINATE MORTGAGES; START: 1/2014; HOURS: 3/WEEK.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-05
S63	Uniform Securities Agent State Law Examination	1988-10-17

S65 Uniform Investment Adviser Law Examination

2011-04-05
S63 Uniform Securities Agent State Law Examination

1988-10-17

View on SEC IAPD