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Jeffrey Louis Wolf

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guilford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-10
CT RA APPROVED 2006-03-08
  • TX RA
    APPROVED_RES
    Since 2007-07-10
  • CT RA
    APPROVED
    Since 2006-03-08

Branch Locations

350 Goose Ln Ste 303-C, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 Present
Bank Of America, N.A. New York NY 09/2009 Present
Previous Registrations
  • 2000-04-10 → 2006-03-08
    Advest, Inc.
    Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-30
S63 Uniform Securities Agent State Law Examination 2000-02-24
  • S65 Uniform Investment Adviser Law Examination
    2000-03-30
  • S63 Uniform Securities Agent State Law Examination
    2000-02-24

View on SEC IAPD

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