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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-22
TX RA APPROVED 2021-10-21
  • FL RA
    APPROVED
    Since 2021-10-22
  • TX RA
    APPROVED
    Since 2021-10-21

Branch Locations

789 Sw Federal Hwy Ste 102, Stuart, FL 34994 • United States

Port St Lucie, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stuart FL 10/2009 10/2021
Rbc Capital Markets, Llc Stuart FL 10/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-20
S63 Uniform Securities Agent State Law Examination 1998-02-09
  • S66 Uniform Combined State Law Examination
    2008-05-20
  • S63 Uniform Securities Agent State Law Examination
    1998-02-09

View on SEC IAPD

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