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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-22 |
| TX | RA | APPROVED | 2021-10-21 |
Branch Locations
789 Sw Federal Hwy Ste 102, Stuart, FL 34994 • United States
Port St Lucie, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stuart | FL | 10/2009 | 10/2021 |
| Rbc Capital Markets, Llc | Stuart | FL | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-09 |
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