Lauro Alwyn Braganza

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-14

CA RA
APPROVED

Since 2024-11-14

Branch Locations

5401 Business Park South Suite 218, Bakersfield, CA 93309 • United States

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Bakersfield	CA	07/1997	11/2024
Prudential Insurance Company Of America	Bakersfield	CA	07/1997	Present
Lpl Enterprise, Llc	Bakersfield	CA	11/2024	Present

07/1997 → 11/2024

Pruco Securities, Llc.

Bakersfield, CA
07/1997 → Present

Prudential Insurance Company Of America

Bakersfield, CA
11/2024 → Present

Lpl Enterprise, Llc

Bakersfield, CA

Previous Registrations

2001-12-13 → 2024-11-14

Pruco Securities, Llc.

Fresno, CA

Bakersfield, CA

Fresno, CA

Sherman Oaks, CA

Other Businesses

1) 11/01/2024- Liberty Mutual- Property & Casualty Insurance- Inv Related- Bakersfield, CA- Start Date 01/16/1989- 1hrs/mth- 1hrs during trading 2) 11/01/2024- Lauro A Braganza- Non-Variable Insurance Commission Trails- Inv Related- Bakersfield, CA- Start Date 01/16/2004- 0hrs/mth- 0hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-09-14
S63	Uniform Securities Agent State Law Examination	1995-11-28

S65 Uniform Investment Adviser Law Examination

2001-09-14
S63 Uniform Securities Agent State Law Examination

1995-11-28

Designations

View on SEC IAPD