Lauro Alwyn Braganza

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → 11/2024
  Pruco Securities, Llc.
  Bakersfield, CA
• 07/1997 → Present
  Prudential Insurance Company Of America
  Bakersfield, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Bakersfield, CA

Previous Registrations

• 2001-12-13 → 2024-11-14
  Pruco Securities, Llc.
  Fresno, CA
  Bakersfield, CA
  Fresno, CA
  Sherman Oaks, CA

Other Businesses

1) 11/01/2024- Liberty Mutual- Property & Casualty Insurance- Inv Related- Bakersfield, CA- Start Date 01/16/1989- 1hrs/mth- 1hrs during trading 2) 11/01/2024- Lauro A Braganza- Non-Variable Insurance Commission Trails- Inv Related- Bakersfield, CA- Start Date 01/16/2004- 0hrs/mth- 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-14
• S63 Uniform Securities Agent State Law Examination
  1995-11-28

Designations

• Chartered Financial Consultant