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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Woodbury | MN | 04/2001 | 01/2024 |
| Osaic Wealth, Inc. | Oakdale | MN | 01/2024 | 06/2025 |
| Lpl Financial Llc | Oakdale | MN | 06/2025 | Present |
1. 06/10/2025 - Moose Horn Enterprises, LLC - Real Estate Rental - Investment Related - Mahtomedi, MN - Start Date 06/01/2006 - 5 Hrs/Mth - 0 Hrs During Trading 2. 06/10/2025 - Paul D Schmidt, Inc - Non-Variable Insurance - Property & Casualty - Investment Related - At Reported Business Location(s) - Start Date 04/01/1998 - 20 Hrs/Mth - 3-4 Hrs During Trading 3. 06/10/2025 - Carlton County Forest Land - Real Estate Rental - Investment Related - Oakdale, MN - Start Date 01/01/1990 - 0 Hrs/Mth - 0 Hrs During Trading 4. 06/10/2025 - GHJ Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/10/2025 - 150 Hrs/Mth - 36 Hrs During Trading 5. 12/15/2025 - Diversified Brokerage Services, Inc - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/11/2025 - 2 hours per month0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-10-18 |
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