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Robert Henry Junge

LPl Financial LLC

Lebanon, NJ

CRD 1885142

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-12-22
  • NJ RA
    APPROVED
    Since 2014-12-22

Branch Locations

Lebanon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lebanon NJ 08/2011 Present
Private Advisor Group, Llc Lebanon NJ 09/2011 04/2018
Previous Registrations
Other Businesses

(1) 12/18/2012 - DBA: ROUND VALLEY FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-19
S63 Uniform Securities Agent State Law Examination 1988-10-28
  • S65 Uniform Investment Adviser Law Examination
    1997-11-19
  • S63 Uniform Securities Agent State Law Examination
    1988-10-28
Designations
  • Certified Financial Planner

View on SEC IAPD

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