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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-07 |
Branch Locations
Winter Springs, FL • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Ponte Vedra Beach | FL | 03/2013 | 10/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2016 |
| Janney Montgomery Scott Llc | Ponte Vedra | FL | 01/2017 | 02/2020 |
| E*Trade Securities Llc | Winter Park | FL | 03/2020 | 03/2023 |
| E*Trade Capital Management Llc | Winter Park | FL | 03/2020 | 03/2023 |
| Morgan Stanley | Winter Park | FL | 01/2023 | 03/2023 |
| Transamerica Investors Securities Corporation | Winter Springs | FL | 04/2023 | 06/2023 |
| Transamerica Life Insurance Company | Winter Springs | FL | 04/2023 | 06/2023 |
| Wealth Enhancement Group | Winter Springs | FL | 06/2023 | Present |
| Wealth Enhancement Advisory Services | Winter Springs | FL | 06/2023 | Present |
| Wealth Enhancement Brokerage Services | Winter Springs | FL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-11 |
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