Lynn Smeraldo

Current Employers

Employment History

• 05/2010 → 10/2016
  Investors Capital Corp
  Lynnfield, MA
• 10/2016 → 06/2017
  Cetera Advisors Llc
  Denver, CO
• 09/2016 → 06/2017
  Genisis Wealth Advisor Group
  Dunedin, FL
• 06/2017 → 07/2020
  Investacorp
  Miami, FL
• 06/2017 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 05/2022
  Securities America, Inc.
  Dunedin, FL
• 07/2020 → 05/2022
  Securities America Advisors, Inc.
  Dunedin, FL
• 05/2022 → Present
  Innovation Partners Llc
  Charlotte, NC
• 05/2022 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC

Previous Registrations

• 2020-07-17 → 2022-05-05
  Securities America Advisors, Inc.
  Dunedin, FL
• 2017-07-05 → 2020-07-17
  Investacorp Advisory Services Inc
  Dunedin, FL
• 2016-09-15 → 2017-06-14
  Cetera Advisors Llc
  Greenwood Village, CO
  Dunedin, FL
• 2010-05-27 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Gilford, NH
  Dunedin, FL
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
• 2007-09-18 → 2010-05-27
  First Allied Securities, Inc.
  Dunedin, FL
  Dunedin, FL

Other Businesses

DUNEDIN COUNCIL OF ORGANIZATIONS POSITION: Board of Director-Membership chairman NATURE: Volunteer Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: PO Box 180, Dunedin FL 34697 DESCRIPTION: Educate & Develop Diversity of the city, my position in the organization is Board ofDirector-Membership chairman, the duties of this position are volunteer/community relations. SMERALDO FINANCIAL POSITION: Insurance agent NATURE: Fixed life, annuities and LTC INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2018 ADDRESS: 450 Grant St, Dunedin FL 34698 DESCRIPTION: estate planning with attorneys and accountants that utilize fixed insurance products ROTARY CLUB OF DUNEDIN POSITION: member NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: PO Box 1153, Dunedin FL 34697 DESCRIPTION: membership DBA - Smeraldo Financial IAR POSITION: IAR NATURE: IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 07/19/2020 ADDRESS: 450 Grant St, Dunedin FL 34698 DESCRIPTION: use 3rd party money managers and Managed Ops OCCUPATIONAL DEVELOPMENT DEPARTMENT AT USF/MOFFIT CANCER RESEARCH CENTER POSITION: group participant NATURE: Voluntary participant in monthly discussions led by the Occupational Development Department at USF/Moffit Medical Research Center INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/03/2021 ADDRESS: Moffitt Cancer Center, 12653 Telecom Drive, Tampa FL 33637 DESCRIPTION: As a BFA, i participate in monthly discussions about situational psychology.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-10
• S63 Uniform Securities Agent State Law Examination
  1991-06-13

Other Names

• Lynn Smeraldo
• Lynn Helfaer Smeraldo