James Douglas Haney

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1983 → Present
  Griffin & Haney, Inc., Cpa'S
  Ada, OK
• 09/1988 → 09/2025
  Avantax Investment Services, Inc.
  Ada, OK
• 11/1989 → 09/2025
  Avantax Advisory Services
  Ada, OK
• 01/2020 → 01/2021
  Farrell Griffin & Haney Pllc
  Ada, OK
• 11/1989 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Oklahoma City, OK
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Oklahoma City, OK
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1990-01-17 → 2025-09-05
  Avantax Advisory Services
  Ada, OK
  Ada, OK
  Dallas, TX
  Oklahoma City, OK

Other Businesses

1) SDD Investments LLC 214 W 12th St Ada OK 74820 Oil/Gas Exploration Partner/General Partner 9/14/2016 4hrs~0hrs Accounting and managing member. 2) Muddy Boggy Group LLC 214 W 12th Ada OK 74820 Product Sales/Marketing/Leasing Misc. Partner/General Partner 9/14/2016 1hrs~4hrs Do accounting work and I am an LLC member. 3) Griffin & Haney, Inc. CPAs 214 W 12 Ada OK 74820 Tax Preparation/Accounting President 7/1/2002 180hrs~145hrs owner and manager, prepare tax returns. 4) Cornerstone Equities Charitable Trust 101 E Main St Ada OK 74820 Board Position/Officer Other 11/29/2017 1hrs~1hrs One of the advisory board members to help decide where annual funds will be distributed to local charities.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-10-07

Other Names

• Doug Kaney