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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2019-12-10 |
| KS | RA | APPROVED | 2019-11-13 |
Branch Locations
7400 W 130Th St Stes 200 & 400, Overland Park, KS 66213 • United States
13625 California St 2Nd Fl, Omaha, NE 68154 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Leawood | KS | 07/2013 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Overland Park | KS | 10/2019 | Present |
KUCERA FARMS LLC, NOT INV RELATED, LOUISBURG, KS, 100% OWNERSHIP, START 10/4/2021, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RECREATIONAL USE PROPERTY. | POWER OF ATTORNEY FOR PARENT; INV RELATED; SHAWNEE, KS; POA; 04/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING; ACT ON BEHALF OF PARENTS FOR FINANCES AND HEALTHCARE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-05 |
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