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1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-08-14 |
Branch Locations
1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bragg Financial Advisors | Charlotte | NC | 12/1990 | Present |
| Queens Road Securities, Llc | Charlotte | NC | 05/2001 | 09/2020 |
1.) 1031 S, LLC, CHARLOTTE, NC, 8.68% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, JOHN F. BRAGG, III SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND 5 HOURS PER MONTH DURING NON-TRADING HOURS. 2.) 2500 DISTRIBUTION STREET INVESTORS, LLC, CHARLOTTE, NC. 14.756% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, JOHN F. BRAGG, III SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 3.) LOST HIGHWAY, LLC, CHARLOTTE, NC, 20% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, JOHN F. BRAGG, III SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 4.) IREDELL AVENUE RESIDENTIAL DEVELOPMENT, LLC, CHARLOTTE, NC, 20% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, JOHN F. BRAGG, III SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 5.) SEVENTY THREE, LLC, CHARLOTTE, NC, 25% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, JOHN BRAGG III SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON TRADING HOURS. 6.) NEW MILLENNIUM COMMUNICATIONS, LLC, ORGANIZED IN NORTH CAROLINA, 22.2191% LLC MEMBER, NON-INVESTMENT RELATED, JOHN BRAGG III SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 7. ) 96 DEACON, LLC, ORGANIZED IN NORTH CAROLINA, 10% LLC MEMBER, NON INVESTMENT RELATED, JOHN BRAGG III SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS AND ZERO HOURS PER MONTH DURING NON-TRADING HOURS. 8.) 1.) 605 LEXINGTON, LLC, CHARLOTTE, NC, 25% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, JOHN F. BRAGG, III SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND 5 HOURS PER MONTH DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-05 |
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