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Caryn Jill Zweig

Abner Herrman & Brock, LLC

Jersey City, NJ

CRD 1883741

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Employer firm

Abner Herrman & Brock, LLC CRD 8517

$2.74B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Abner Herrman & Brock, Llc

185 Hudson Street Suite 1640, Jersey City, NJ 07311 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-09-09
  • NJ RA
    APPROVED
    Since 2004-09-09

Branch Locations

185 Hudson Street Suite 1640, Jersey City, NJ 07311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Abner, Herrman & Brock, Inc. New York NY 02/1991 Present
  • 02/1991 → Present
    Abner, Herrman & Brock, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-10
S63 Uniform Securities Agent State Law Examination 1991-10-10
  • S65 Uniform Investment Adviser Law Examination
    1992-06-10
  • S63 Uniform Securities Agent State Law Examination
    1991-10-10
Other Names
  • Caryn Jill Abner

View on SEC IAPD

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Nearby Investors

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Nearby Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
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MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY

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