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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-04-20
  • NH RA
    APPROVED
    Since 2022-04-20

Branch Locations

45 South Main Street Suite 200, Concord, NH 03301 • United States

Bow, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Manchester NH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Manchester NH 11/2016 04/2022
Rbc Capital Markets, Llc Concord NH 04/2022 Present
City National Bank Concord NH 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-06
S63 Uniform Securities Agent State Law Examination 1989-01-09
  • S66 Uniform Combined State Law Examination
    2000-12-06
  • S63 Uniform Securities Agent State Law Examination
    1989-01-09

View on SEC IAPD

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