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Jamie Sue Botts

Wells Fargo Clearing Services, LLC

Overland Park, KS

Topeka, KS

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-18
KS RA APPROVED 2010-10-04
MO RA APPROVED 2006-05-18
  • TX RA
    APPROVED_RES
    Since 2021-06-18
  • KS RA
    APPROVED
    Since 2010-10-04
  • MO RA
    APPROVED
    Since 2006-05-18

Branch Locations

7400 W 130Th St Stes 200 & 400, Overland Park, KS 66213 • United States

2445 Sw Wanamaker Rd Ste 100, Topeka, KS 66614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Overland Park KS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Overland Park KS 11/2016 Present
Previous Registrations
  • 2005-06-14 → 2006-05-17
    Morgan Stanley Dw Inc.
    Kansas City, MO
    Kansas City, MO
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, TOPEKA, KS, START: 9/8/2023, 2 HOURS A MONTH, 2 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-13
S63 Uniform Securities Agent State Law Examination 1989-05-03
  • S65 Uniform Investment Adviser Law Examination
    2005-06-13
  • S63 Uniform Securities Agent State Law Examination
    1989-05-03
Other Names
  • Jamie Pollom
  • Jamie Sue Pollom

View on SEC IAPD

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MARINER ADVISOR NETWORK · OVERLAND PARK, KS
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