Meg Michelle Speece

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-06-04
TX	RA	APPROVED	2020-06-04

NC RA
APPROVED

Since 2020-06-04
TX RA
APPROVED

Since 2020-06-04

Branch Locations

1904 Eastwood Road Suite 315, Wilmington, NC 28403 • United States

2005 Eastwood Road Suite 102, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wilmington	NC	07/2012	10/2017
Bank Of America, N.A.	Wilmington	NC	10/2017	05/2020
Stifel Nicolaus & Co Inc	Wilmington	NC	05/2020	Present

07/2012 → 10/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, NC
10/2017 → 05/2020

Bank Of America, N.A.

Wilmington, NC
05/2020 → Present

Stifel Nicolaus & Co Inc

Wilmington, NC

Previous Registrations

2012-08-14 → 2020-06-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, NC
2009-05-26 → 2012-07-23

Old North State Wealth Management, Llc

Wilmington, NC
2002-11-20 → 2008-10-02

D.A. Davidson & Co.

Lake Oswego, OR

Portland, OR
2001-09-20 → 2002-08-28

Ubs Financial Services Inc.

Newport Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-04-19

S66 Uniform Combined State Law Examination

2000-04-19

Designations

Other Names

Meg Michelle Speece
Meg Michelle Speece
Meg Michelle George
Meg M George

View on SEC IAPD

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