Thomas Joseph Breslin

Current Employers

Balboa Wealth Partners, Inc.

6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-04-20

CA RA
APPROVED

Since 2016-04-20

Branch Locations

1400 Newport Center Drive Suite 290, Newport Beach, CA 92660 • United States

6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Balboa Wealth Partners, Inc.	Newport Beach	CA	04/2016	Present

04/2016 → Present

Balboa Wealth Partners, Inc.

Newport Beach, CA

Previous Registrations

2005-09-28 → 2016-04-15

Lpl Financial Llc

San Diego, CA

San Diego, CA
2003-01-02 → 2005-08-29

Morgan Stanley Dw Inc.

San Diego, CA
1999-11-02 → 2002-05-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Anchorage, AK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-08-12

S66 Uniform Combined State Law Examination

1999-08-12

Other Names

Thomas J Breslin
Thomas Joseph Breslin
Thomas Joseph Breslin Jr

View on SEC IAPD

Current Employers

Balboa Wealth Partners, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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