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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • NC RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

219 Racine Dr Ste A-1, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 09/2013 Present
Hanover County Willmington NC 01/2018 Present
Nabell Winslow Wealth Management Wilmington NC 09/2013 Present
Nabell Winslow Insurance Wilmington NC 09/2013 Present
Nabell Winslow Life Insurance Wilmington NC 09/2013 Present
Nabell Winslow Investments & Wealth Management Wilmington NC 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 09/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2018 → Present
    Hanover County
    Willmington, NC
  • 09/2013 → Present
    Nabell Winslow Wealth Management
    Wilmington, NC
  • 09/2013 → Present
    Nabell Winslow Insurance
    Wilmington, NC
  • 09/2013 → Present
    Nabell Winslow Life Insurance
    Wilmington, NC
  • 09/2013 → Present
    Nabell Winslow Investments & Wealth Management
    Wilmington, NC
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-06-07 → 2013-09-05
    Louisburg, NC
    Waynesville, NC
    Greenville, NC
    Wilmington, NC
    Sanford, NC
    Wilson, NC
    Wilmington, NC
    Salem, VA
    Kinston, NC
    South Hill, VA
    Greenville, NC
    Charlottesville, VA
    Woodstock, GA
    Clinton, NC
    Jacksonville, NC
    Wilmington, NC
    Danville, VA
    Raleigh, NC
    Raleigh, NC
    Durham, NC
    New Bern, NC
    Fayetteville, NC
    Garner, NC
  • 2004-08-13 → 2009-04-01
    Ironstone Securities, Inc.
    Wilmington, NC
    High Point, NC
    Naples, FL
    Winterville, NC
    Rocky Mount, NC
    Cary, NC
    Raleigh, NC
    Naples, FL
    Woodstock, GA
    Wilmington, NC
    Troy, NC
    Cary, NC
    Farmville, NC
    Mt. Olive, NC
    Kernersville, NC
    Robbins, NC
  • 2003-07-02 → 2004-06-04
    Cetera Wealth Services, Llc
    Wilmington, NC
  • 2002-03-22 → 2002-11-19
    Banc Of America Investment Services, Inc.
    Wilmington, NC
Other Businesses

1. DBA: NABELL WINSLOW, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START SEPTEMBER 2013, OVER 40 HRS PER WEEK - DURING TRADING HOURS, PART OWNER - REGISTERED REPRESENTATIVE AND INVESTMENT ADVISORY REPRESENTATIVE. 2. LIFE SETTLEMENT BUSINESS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, LIFE SETTLEMENTS, START SEPTEMBER 2013, LESS THAN 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT, SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC. 3. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START SEPTEMBER 2013, 5 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND ANNUITIES. 4. PARTNERS SQUARE LLC, INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; INSURANCE MARKETING ORGANIZATION; START 7/2015; 5-10 HOURS/WEEK DURING SECURITY TRADING HOURS; OWNER/PRESIDENT. 5. NAME OF OTHER BUSINESS: MASONBORO CAPITAL PROPERTIES INVESTMENT RELATED: NO ADDRESS: 1015 ASHES DR SUITE 100 WILMINGTON NC 28405 NATURE OF BUSINESS: PURCHASE BUILDING TO DOMICILE NABELL WINSLOW START DATE: 2/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: 50% OWNER 6. NAME OF OTHER BUSINESS: NABELL WINSLOW WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013; TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: NABELL WINSLOW INSURANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: NABELL WINSLOW LIFE INSURANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9. NAME OF OTHER BUSINESS: NABELL WINSLOW INVESTMENTS & WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-30
S63 Uniform Securities Agent State Law Examination 1988-12-16
  • S65 Uniform Investment Adviser Law Examination
    2002-01-30
  • S63 Uniform Securities Agent State Law Examination
    1988-12-16

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