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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 09/2013 | Present |
| Hanover County | Willmington | NC | 01/2018 | Present |
| Nabell Winslow Wealth Management | Wilmington | NC | 09/2013 | Present |
| Nabell Winslow Insurance | Wilmington | NC | 09/2013 | Present |
| Nabell Winslow Life Insurance | Wilmington | NC | 09/2013 | Present |
| Nabell Winslow Investments & Wealth Management | Wilmington | NC | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. DBA: NABELL WINSLOW, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START SEPTEMBER 2013, OVER 40 HRS PER WEEK - DURING TRADING HOURS, PART OWNER - REGISTERED REPRESENTATIVE AND INVESTMENT ADVISORY REPRESENTATIVE. 2. LIFE SETTLEMENT BUSINESS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, LIFE SETTLEMENTS, START SEPTEMBER 2013, LESS THAN 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT, SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC. 3. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START SEPTEMBER 2013, 5 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND ANNUITIES. 4. PARTNERS SQUARE LLC, INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; INSURANCE MARKETING ORGANIZATION; START 7/2015; 5-10 HOURS/WEEK DURING SECURITY TRADING HOURS; OWNER/PRESIDENT. 5. NAME OF OTHER BUSINESS: MASONBORO CAPITAL PROPERTIES INVESTMENT RELATED: NO ADDRESS: 1015 ASHES DR SUITE 100 WILMINGTON NC 28405 NATURE OF BUSINESS: PURCHASE BUILDING TO DOMICILE NABELL WINSLOW START DATE: 2/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: 50% OWNER 6. NAME OF OTHER BUSINESS: NABELL WINSLOW WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013; TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: NABELL WINSLOW INSURANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: NABELL WINSLOW LIFE INSURANCE; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9. NAME OF OTHER BUSINESS: NABELL WINSLOW INVESTMENTS & WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2013, TITLE: OWNER; APX # OF HRS/WK: 40, APX # OF HRS DURING TRADING HRS: 32.5, DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-16 |
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