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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Downers Grove | IL | 08/2016 | 11/2024 |
| Prudential Insurance Company Of America | Downers Grove | IL | 08/2016 | Present |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 08/30/2024 - The Koop - Artist/ Musician - I perform as Solo Acoustic Artist providing live musical entertainment at restaurants, bars and breweries. - Not INV Related - At Aurora, IL - Start Date 01/01/2020 - 6hrs/mth - 0hrs During Trading 2) 08/30/2024 - Insurance Sales - Non-Variable Insurance - Sales of health insurance products - INV Related - At Aurora, IL - Start Date 01/01/2017 - 4hrs/mth - 4hrs During Trading 3) 01/02/2025 - Prudential Insurance - Non-Variable Insurance - This OBA is for the sales of proprietary fixed life insurance products - INV Related - At Downers Grove, IL - Start Date 10/24/1988 - 160hrs/mth - 120hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-01 |
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