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Christine Lee Fredericks

Ameriprise Financial Services, LLC

Matawan, NJ

Union Beach, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-19
NJ RA APPROVED 2020-03-03
  • TX RA
    APPROVED_RES
    Since 2025-09-19
  • NJ RA
    APPROVED
    Since 2020-03-03

Branch Locations

14 Cliffwood Ave Ste 230, Matawan, NJ 07747 • United States

Union Beach, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sandra Dalton Matawan NJ 02/2013 04/2017
Ameriprise Financial Services, Inc Matawan NJ 04/2017 03/2020
Ameriprise Financial Services, Llc Matawan NJ 03/2020 Present
  • 02/2013 → 04/2017
    Sandra Dalton
    Matawan, NJ
  • 04/2017 → 03/2020
    Ameriprise Financial Services, Inc
    Matawan, NJ
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Matawan, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-07
  • S66 Uniform Combined State Law Examination
    2019-11-07
Other Names
  • Christine Harriott
  • Christine Lee Harriott

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · MATAWAN, NJ
MILLER TABAK ASSET MANAGEMENT · MATAWAN, NJ
LPL FINANCIAL LLC · MATAWAN, NJ
LATITUDE ADVISORS, LLC · Aberdeen, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ABERDEEN, NJ
J.P. MORGAN SECURITIES LLC · MATAWAN, NJ
CETERA INVESTMENT ADVISERS LLC · MATAWAN, NJ
ROYAL FUND MANAGEMENT, LLC · Matawan, NJ

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