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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-29
  • TX RA
    APPROVED
    Since 2024-03-29

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 02/2010 Present
Jpmorgan Chase Bank, N.A. Dallas TX 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-29
S63 Uniform Securities Agent State Law Examination 1993-11-03
  • S65 Uniform Investment Adviser Law Examination
    2024-03-29
  • S63 Uniform Securities Agent State Law Examination
    1993-11-03
Other Names
  • Steve John Hayward

View on SEC IAPD

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