Rita Diana Bunch

Employer firm

4Wealth Advisors, Inc. CRD 129727

$275M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  4 Wealth Advisors, Inc
  Burr Ridge, IL
• 08/2013 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2003-03-21 → 2013-09-13
  Osaic Wealth, Inc.
  Elmwood Park, IL
  Burr Ridge, IL
• 1999-08-10 → 2002-10-02
  Money Concepts Capital Corp
  Quincy, IL

Other Businesses

1) 4WEALTH ADVISORS, INC. Investment Related. 745 McClintock Drive, Suite 150, Burr Ridge IL 60527. IAR. RIA. Start 12/2012. 160 hours per month, 130 during trading. Discover client needs and make investment choices. 2) 4Wealth Insurance Group. Not Investment Related. 745 McClintock Drive, Suite 150, Burr Ridge IL 60527. Agent. Insurance. Start 12/2012. 10 hours per month, none during trading. Evaluating the life insurance needs and submitting applications.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-17
• S63 Uniform Securities Agent State Law Examination
  1994-09-26

Other Names

• Rita Diana Garrett
• R Diana Bunch