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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-12-21 |
| TX | RA | APPROVED_RES | 2012-09-25 |
| IL | RA | APPROVED | 2007-09-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Quincy | IL | 09/2007 | Present |
| Bank Of America, N.A. | Quincy | IL | 07/2011 | Present |
I*4856267, Entity Type: , Name of OBA: G J R, Address: Quincy, Illinois, 62301, Investment Related: N, Position, Title, Association: Administrator, Employee Start Date: 07/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-19 |
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