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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-22 |
| OH | RA | APPROVED | 2023-06-29 |
Branch Locations
9200 South Hills Blvd Ste 310, Broadview Heights, OH 44147 • United States
Hinckley, OH • United States
9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-22 |
| OH | RA | APPROVED | 2000-04-26 |
Branch Locations
9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Management Strategies, Inc. | Independence | OH | 04/2000 | Present |
| Austin J. Linden Iii | Hinkley | OH | 07/1996 | Present |
| Plancorp, Inc. | Valley View | OH | 07/1996 | 04/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, BEGAN 08/1988, 21HRS/WKDY, 21HRS WKEND; (2) INVESTMENT ADVISOR REPRESENTATIVE W/FINANCIAL MGMT STRATEGIES INC, BEGAN 01/2002, 15HRS/WKDY, 15HRS/WKEND; (3) ROTARY CLUB OF CLEVELAND, NOT INVESTMENT RELATED, 1122 PROSPECT AVE., CLEVELAND, OH 44115, SERVICE TO COMMUNITY, START 07/01/2011, 1HR/WK (NON-TRADING HOURS), BOARD TRUSTEE; (4) NAME OF OTHER BUSINESS: VISION WEALTH MANAGEMENT LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND INSURANCE SALES AND SERVICE ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-23 |
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