Austin John Linden

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → Present
  Financial Management Strategies, Inc.
  Independence, OH
• 07/1996 → Present
  Austin J. Linden Iii
  Hinkley, OH
• 07/1996 → 04/2019
  Plancorp, Inc.
  Valley View, OH
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-08-02 → 2013-09-03
  Walnut Street Securities, Inc.
  Valley View, OH
  Valley View, OH
  Broadview Heights, OH

Other Businesses

(1) INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, BEGAN 08/1988, 21HRS/WKDY, 21HRS WKEND; (2) INVESTMENT ADVISOR REPRESENTATIVE W/FINANCIAL MGMT STRATEGIES INC, BEGAN 01/2002, 15HRS/WKDY, 15HRS/WKEND; (3) ROTARY CLUB OF CLEVELAND, NOT INVESTMENT RELATED, 1122 PROSPECT AVE., CLEVELAND, OH 44115, SERVICE TO COMMUNITY, START 07/01/2011, 1HR/WK (NON-TRADING HOURS), BOARD TRUSTEE; (4) NAME OF OTHER BUSINESS: VISION WEALTH MANAGEMENT LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND INSURANCE SALES AND SERVICE ;

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-02-23

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Dean Linden
• Austin John Linden