Thalia Rodriguez Montiel

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2001-07-31

CA RA
APPROVED

Since 2001-07-31

Branch Locations

Santa Monica, CA • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Irm Distributors, Inc.	Carpinteria	CA	07/1999	Present

07/1999 → Present

Irm Distributors, Inc.

Carpinteria, CA

Other Businesses

THALIA MONTIEL;12217 CALIFA STREET VALLEY VILLAGE, CA 91607; START DATE: 5/10/2011; INDEPENDANT AGENTS; SALE LIFE INSURANCE PRODUCTS. LIFE INSURANCE MOSTLY IS AN INDEX PRODUCT; 4 HRS/MNTH; 2 HRS/MNTH DURING TRADING; INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-10-07

S63 Uniform Securities Agent State Law Examination

1988-10-07

Other Names

Thalia R Montiel

View on SEC IAPD