Best Investors Account Sign in

Ted Roy Dietz

LPl Financial LLC

Merced, CA

Fresno, CA

CRD 3252174

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-12
CA RA APPROVED 2004-12-04
  • TX RA
    APPROVED
    Since 2019-12-12
  • CA RA
    APPROVED
    Since 2004-12-04

Branch Locations

450 W 21St St Ste 3, Merced, CA 95340-3701 • United States

8050 North Palm Ave Suite 300, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fresno CA 11/2004 Present
Noble Credit Union (Formerly: Fresno County Credit Union) Fresno CA 04/2014 02/2020
  • 11/2004 → Present
    Lpl Financial, Llc
    Fresno, CA
  • 04/2014 → 02/2020
    Noble Credit Union (Formerly: Fresno County Credit Union)
    Fresno, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-16
S63 Uniform Securities Agent State Law Examination 2001-03-12
  • S66 Uniform Combined State Law Examination
    2001-05-16
  • S63 Uniform Securities Agent State Law Examination
    2001-03-12
Designations
  • Certified Financial Planner
Other Names
  • Teddy Roy Dietz
  • Theodore Roy Dietz

View on SEC IAPD

Nearby Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC

Nearby Investors

David Norton Wood
Mark Anthony Vega Felix
Ann Xaipanya

Nearby Offices

EDWARD JONES · MERCED, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Merced, CA
AMERIPRISE FINANCIAL SERVICES, LLC · MERCED, CA

More in Merced, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor