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Ted Roy Dietz

LPl Financial LLC

Merced, CA

Fresno, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-12
CA RA APPROVED 2004-12-04
  • TX RA
    APPROVED
    Since 2019-12-12
  • CA RA
    APPROVED
    Since 2004-12-04

Branch Locations

450 W 21St St Ste 3, Merced, CA 95340-3701 • United States

8050 North Palm Ave Suite 300, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fresno CA 11/2004 Present
Noble Credit Union (Formerly: Fresno County Credit Union) Fresno CA 04/2014 02/2020
  • 11/2004 → Present
    Lpl Financial, Llc
    Fresno, CA
  • 04/2014 → 02/2020
    Noble Credit Union (Formerly: Fresno County Credit Union)
    Fresno, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-16
S63 Uniform Securities Agent State Law Examination 2001-03-12
  • S66 Uniform Combined State Law Examination
    2001-05-16
  • S63 Uniform Securities Agent State Law Examination
    2001-03-12
Designations
Other Names
  • Teddy Roy Dietz
  • Theodore Roy Dietz

View on SEC IAPD

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Other Offices

EDWARD JONES · MERCED, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Merced, CA
AMERIPRISE FINANCIAL SERVICES, LLC · MERCED, CA
LPL FINANCIAL LLC · MERCED, CA
PNC WEALTH MANAGEMENT LLC · MERCED, CA
LPL FINANCIAL LLC · MERCED, CA
LPL FINANCIAL LLC · MERCED, CA
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