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Karla Elizabeth Frascarelli

Morgan Stanley

Pepper Pike, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-01
OH RA APPROVED 2018-05-16
  • TX RA
    APPROVED
    Since 2020-04-01
  • OH RA
    APPROVED
    Since 2018-05-16

Branch Locations

31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Westlake OH 03/2008 08/2017
Morgan Stanley Pepper Pike OH 08/2017 Present
  • 03/2008 → 08/2017
    Ubs Financial Services Inc
    Westlake, OH
  • 08/2017 → Present
    Morgan Stanley
    Pepper Pike, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-16
S63 Uniform Securities Agent State Law Examination 2007-11-17
  • S66 Uniform Combined State Law Examination
    2018-09-16
  • S63 Uniform Securities Agent State Law Examination
    2007-11-17
Other Names
  • Karla Elizabeth Tuggle

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ELIZABETH PARK CAPITAL MANAGEMENT, LTD
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THOMAS LEE UDELSON

Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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