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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-26
ID RA APPROVED 2025-09-30
UT RA APPROVED 2002-09-24
  • TX RA
    APPROVED_RES
    Since 2026-05-26
  • ID RA
    APPROVED
    Since 2025-09-30
  • UT RA
    APPROVED
    Since 2002-09-24

Branch Locations

St. Charles, ID • United States

4525 South Wasatch Blvd. Suite 250, Salt Lake City, UT 84124 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2002 Present
Previous Registrations
  • 2001-11-19 → 2002-10-01
    Signator Investors, Inc.
    Salt Lake City, UT
Other Businesses

1. Selling fixed life insurance and annuities, as of 2002, conducted at branch, investment related. 2. PNF Financial and Capital, Inc.; sole owner; holding company for securities business; as of 2006, 100% of time spent during business hours, conducted at branch, investment related. 3. JP Kids, LLC; general partner; as of 1997, 0% of time spent during business hours, not conducted at branch, investment related. 4. Sterling Financial Group; securities business; as of 09/02/2002, 99% of time spent during business hours, conducted at branch, investment related. 5. Steak & Carrot Sauce Ranch, LLC; real estate holding company; as of 10/01/1996, 0% of time spent during business hours, not conducted at branch, not investment related. 6. Co-owner, RSJ&M, LLC; entity created to share ownership of a boat; as of 05/17/2019; 0% time spent during business hours; located at Salt Lake City, UT; not conducted from branch, not investment related. 7. Co-owner, 4 Wingmen, LLC, for the purpose of owning an airplane; Located at 8125 South 1060 East, Sandy, UT; as of 12/06/2022; 3% of time spent during business hours; Not Conducted at branch location; Not Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-23
S63 Uniform Securities Agent State Law Examination 1988-12-14
  • S65 Uniform Investment Adviser Law Examination
    1995-02-23
  • S63 Uniform Securities Agent State Law Examination
    1988-12-14
Other Names
  • Jon Pinnock

View on SEC IAPD

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